Compliance Manager - Invest

Overview

Role involves leading compliance operations for a financial technology company.

Ideal candidate should have 5-7 years of compliance experience and active FINRA licenses.

Locations

• United States

Requirements

• Bachelor's degree required
• 5-7 years of compliance experience
• Active FINRA licenses required

Responsibilities

• Develop and maintain compliance policies
• Lead engagement with regulatory bodies
• Conduct risk assessments and audits
• Collaborate with internal stakeholders
• Deliver compliance training
• Generate compliance reports

Benefits

• Competitive salary
• Health benefits
• 401(k) with match
• Remote-friendly culture
• Flexible Time Off
• Career growth opportunities