Regulatory Correspondence Counsel

Overview

Role overseeing legal input on regulatory matters within the financial services sector.

Ideal candidate should have 2+ years of experience as a practicing attorney in financial services.

Locations

• United States, New York
• United States, Illinois
• United States, Connecticut

Requirements

• Juris Doctor (JD) required
• Admission to a state bar required
• At least 2 years of experience in financial services

Responsibilities

• Respond to regulatory inquiries
• Provide legal advice on regulatory matters
• Prepare written responses to inquiries
• Conduct risk assessments
• Liaise with other departments
• Interface with regulators
• Identify and escalate regulatory requests

Benefits

• Competitive salary
• Annual performance-based bonus
• Stock grant
• 401(k) retirement plan
• Health and wellness benefits
• Paid time off
• Education reimbursement
• Modern offices