Overview
Role responsible for adherence to policies and procedures, focusing on regulatory and ethical standards.
Ideal candidate should have 5+ years of compliance management experience and strong understanding of risk and compliance principles.
remotemid
Locations
Requirements
Min 5 years' experience in compliance management Relevant regulatory experience BA in law, finance, business administration or similar related field
Responsibilities
Draft and review policies and procedures Lead compliance team meetings Evaluate firm adherence to policies and regulations Identify risks and resolve issues Manage compliance programme and systems Design and deliver compliance training Conduct internal compliance reviews and audits Advise on compliance programs